APG Asset Management US Inc.

APG Asset Management US Inc.

New York, NY

Compliance Officer

APG’s asset management division invests €560 billion (November
2020) in Dutch pension capital. As one of the largest pension
fiduciaries in the world, we carefully consider return, risk, and
cost, in balance with the social and sustainability performance of
each investment we make.

We have realized an average return of approximately 7% over the
last 20 years and are a global leader in responsible investing.

With 700 highly qualified employees working from the
Netherlands, Hong Kong and the US, APG Asset Management has diverse
in-house expertise to ensure stable, long-term returns.

APG Asset Management US Inc. is a wholly owned subsidiary of APG
and has been investing in the Americas for our clients for over two

We manage about 17% of APG’s total AuM ($102.4 billion as of
June 2020) out of the New York office. Our staff of 145
professionals works across multiple asset classes, including fixed
income, private equity, real estate, infrastructure, and
alternative alpha.

For more information about APG, visit www.apg.nl / en

About the Position

Compliance Officer would assist in all aspects of the monitoring
and enforcement of the Compliance Program, with an emphasis on
monitoring the trading patterns of the Fundamental Equity team and
working with Compliance officers in NL and HK.

Main Duties and Responsibilities :

  • Maintain and monitor the policies and procedures of the
    Fundamental Equity team. This includes monitoring the position
    holdings and facilitating any requiring SEC filings
  • Assist in developing, monitoring, testing, and enforcing
    Compliance policies and procedures
  • Assist in the oversight and monitoring procedures relating to
    the receipt of material non-public information
  • Administer all aspects of the firm’s Insider Trading Policy,
    including maintaining the restricted trading list ( RTL ), the
    watch list and liaising with the Front Office and APG NL / APG
  • Star Compliance (Compliance Database and Monitoring system)
    administration and monitoring
  • Broker Feeds
  • Logical access controls / entitlements review
  • Testing of all system upgrades
  • Help administer all aspects of the firm’s Code of Ethics,
    including employee trade preapproval requests, surveillance,
    initial and annual reports and certifications, maintained in the
    StarCompliance system
  • Maintain and monitor compliance with portfolio investment
  • Conduct weekly email review
  • Interface with parent company counterparts on compliance issues
    and projects
  • Monitor trade execution quality review process and enforce and
    administer the Best Execution policy
  • Monitor and enforce Fair Allocation policy and procedures
  • Other Ad Hoc projects
  • Qualifications :

  • 3-5 years compliance experience at an Investment Advisor
  • Minimum Bachelor’s degree
  • Must be proactive and a team player
  • Compensation : Based on experience.

    If interested, please send your resume and cover letter
    (including compensation expectations) to sara.rudick

    APG Asset Management US Inc. (APG) is an equal opportunity
    employer and does not discriminate against otherwise qualified
    applicants on the basis of race, color, creed, religion, ancestry,
    age, sex, gender identity, gender expression, marital status,
    national origin, disability or handicap, veteran status, sexual
    orientation or any other classification protected by applicable